RISK DISCLOSURE, DISCLAIMERS AND STATEMENTS FOR HONG KONG IPO 香港eIPO服务免责声明、风险提示及eIPO服务条款

RISK DISCLOSURE, DISCLAIMERS AND STATEMENTS FOR HONG KONG IPO

香港eIPO服务免责声明、风险提示及eIPO服务条款

 

 

PART A:   RISK DISCLOSURE FOR HK IPO

第一部分：香港市场首次公开发行的风险披露

1.             Risks of applying for securities in an IPO

IPO中的认购风险

  • There are various risks  associated  with  applying for  securities in aPublicWheretheIPOis over-subscribed,youmay not be  allotted the quantityofsharesyouappliedfor,oranysharesat all.Whetheryour Applicationisfully  allotted  or  not,you  willhavetheApplicationMonies  locked up during the subscription period. You will also need to pay the interest charges on theSubscription Financing(if any) to the Brokers regardless  of  whether  you  are  allotted anyshares in accordance with the new issued share subscription fee policy of the underwriter or its agent.WheretheIPOis notover-subscribed,barring  unforeseen circumstances,youmayexpect  to  be  allotted  all  of  thesharesyouappliedforandtoincur  thefullcostofsuchallocation.

在公开发售中申请认购有许多风险。如果IPO被超额认购，您可能将不会被分配到您已申请认购的股数或任何股份。无论您的申购是否已全部分配，您的申购金都将在申购期间冻结。根据承销商或其代理人的新股申购收费规则，无论您是否被配股，您都需要支付认购融资的利息费用（如有）。如IPO没有超额认购，除出现不可预见的情况外，您可能将被分配到您所申请的所有股份，以及由此将会产生认购的全额成本。

  • Once the Securities are   listed for  trading, the  price will  fluctuate  and the  value  of the Securities you are allotted may fall rather than rise and may even become worthless.

一旦证券上市交易，价格将会波动，您申购的证券价值可能会下跌而不是上涨，甚至可能变得毫无价值。

  • You should read  the Offering Documents prior to making an investment decision and should make sure that the investment decision is based on the public Offering Documents. You should carefully consider if investment in the Public Offer is suitable for your investment goals by reference to your financial position and other conditions before deciding whether to make an Application.

您应在作出投资决定前阅读发行文件，并应确保基于公开发售的文件而做出您的投资决定。在决定是否提出申请前，请基于您本身的财务状况和其他条件，仔细考虑公开发售中的投资是否适合您的投资目标。

  • Whilst every effort  has  been made  to  ensure the accuracy  of  information and materials displayed on TBSG’s  website and platform, all information in relation to TBSG’s  products  and services, or  any  other information displayed on TBSG’s website and platform which is not contained in the Offering Documents, is for general information  purposes  only and does not  constitute  a solicitation or recommendation to make any investment in the Public Offer.

虽然我们尽一切努力确保TBSG网站上显示的信息和资料的准确性，但与TBSG产品和服务相关的所有信息或TBSG网站上显示的但未包含在发行文件中的任何其他信息，仅用于一般信息目的，并不构成对公开发售进行任何投资的招揽或建议。

2.             Financing risks

融资风险

  • Receiving Bank  defaultrisk:Inan IPO,theReceiving  Bankis responsible  for  collecting  theapplication  money  from  applicants  ortheir  agents  and  intermediaries  and  arrangingtherefundof the  application  money  with respect to  unsuccessful or  partly  successful  In  the  case  of anunsuccessful  application  or  partly successful  application,there  isariskthatthe ReceivingBank oryouragentorintermediarydefaultsbeforetheapplicationmoneyisrefundedtoyou.Inthatcase, the Brokersstill  have  theright  to  demand from you repayment  ofany  loans  associated  with  the PublicOfferassetoutintherelevantloanagreement.

受理银行违约风险：在首次公开招股中，受理银行负责向申请人或其代理人和中介机构收取申购金，并针对申请失败或部分成功的申请安排退还申请资金。如申请失败或申请部分成功，则在申购金退还给您之前，受理银行或您的代理或中介依然存在违约风险。在这种情况下，券商仍有权要求您偿还贷款协议中规定的与公开发行相关的任何贷款。

  • Operationalrisk:ifyourapplicationforsecuritiesinaPublicOfferiswhollyorpartlyallocated,and thereisadelaybytheReceivingBankorIssueroranyotherpartyinrefundingtheapplication moneyasaresultofanysystemfailureorinterruptionattributabletoanycauseorcircumstance beyondthe  control of the Brokers,youmaystillberequiredtosatisfyyourobligation(ifany)inrelationtothefundsyouusedfortheApplication

操作风险：如您申购的公开发行的证券被全部或部分分配，并且受理银行或发行方或任何其他方由于任何系统故障或其他由于券商不可控制的任何原因或情况而导致中断，从而在退还申购金方面有所延迟，您仍可能被要求履行与您用于申购资金有关的义务（如有）。

  • Investment and  Market  Risk:You  should evaluate  your  own financial abilities and riskappetiteto determinethe  level  of investmentrisk  that  is  appropriateforyoutoTheoffering of  the Brokers’  SubscriptionFinancingdoesnotconstituteanyrecommendationofthesecuritiesina PublicOffernorassistancetoyouinanyspeculativeactivitiesinthestockmarket.Moreover,you should  be  aware  that  the  priceofthesecuritiesina  PublicOffermay  dropbelowitsinitiallisting priceoncesuchsecuritiesbegintradingonthestockmarket,whichmayresultinyouincurringsubstantiallossesuponsellingthesecurities.

投资与市场风险：您应评估您本身的财务能力和风险偏好，以确定适合您的投资风险水平。券商的认购融资并不构成对公开发行证券的任何建议，也不构成对股票市场任何投机活动的帮助。此外，您应知晓，一旦证券开始在股票市场进行交易，公开发行的证券的价格可能会降至其初始上市价格，这可能会导致您在卖出证券时发生重大损失。

 

PART B: DECLARATION OF CLIENT

第二部分：客户声明

In order to participate in a Public Offer through the brokers, each participating client must represent and warrant that such client meets all of the eligibility criteria and other requirements in the Offering Documents and is not disqualified from making an Application by any term or condition of this Disclaimer, or any rule or requirement made by the Securities and Futures Commission and the Registrar of Companies in Hong Kong, or any rule or requirement made by the Monetary Authority of Singapore, the Accounting and Corporate Regulatory AuthorityofSingapore, or any law of any applicable jurisdiction.

为了通过券商参与IPO新股申购，每一个参与者均需承诺与声明：自身满足所有香港新股申购的资格标准和招股说明书中规定的其他要求；且依据本声明条款或香港证券及期货事务监察委员会、香港公司注册署之规定或新加坡金融监管局、新加坡会计与企业管理局之规定或其他可适用的司法管辖区之法律，自身未被取消新股申购资格。

  1. You hereby authorize the Brokers to act on your behalf to apply for securities in the Public Offer in which you are submitting an Application.

您在此授权本券商代表您提交本次公开发行股份之申购申请。

  1. You confirm that you have read the Offering Documents in respect of the Public Offer and shall comply with the terms and conditions set out therein.

您确认已阅读本次新股发行的招股说明书等文件，并将遵守相关条款及条件。

  1. You further confirm that you are qualified applicant(s) and the Brokers may rely on your declaration in this regard without further assessing your eligibility.

您进一步确认您是符合条件的新股申购申请人，本券商将信赖您的声明且不会进一步评估您的资格。

  1. You warrant and undertake that this Application is the only application made for your benefit in respect of the Public Offer in which you are submitting this Application and that you shall make no other application in that issue.

您声明及保证此申购书是您以自身名义提交之本次公开发行的唯一申购书，您将不再就本次新股发行另行提交其他申购申请。

  1. You understand and agree that the Brokers has the discretion to accept or reject your subscription/placement Application if you are unable to pay the required Application Monies by the deadline date and time prescribed by the Brokers.

您理解并同意券商有权自主接受或拒绝您的申购/配售申请，如果您在本券商指定的截止日期和截止时间前无法足额支付申购费用。

  1. By electing to participate directly or indirectly through the Brokers, you represent that any party through whom you access the eIPO Services that you are under no legal restriction from participating in the Public Offer.

通过本券商直接或间接参与新股申购的，您应声明您通过其使用eIPO服务的其他主体均未受到参与本次新股发行的法律限制。

 

PART C: TERMS AND CONDITIONS

第三部分：条款与条件

1.             Authorization

授权

  • You agree to authorize and appoint TBSG as your intermediary to submit your application for the Public Offer, either via itself or any other parties.

您同意授权并指定TBSG作为您的中介机构通过自身或者其他第三方代理您提交您在公开发行中的申购书。

  • You agree to instruct IBHK (either directly or indirectly) to act as your agent to give electronic application instructions to Hong Kong Securities Clearing Company Limited (“HKSCC) via the Central Clearing and Settlement System (“CCASS”) operated by HKSCC, the Receiving Bank or such other party in connection with the Application, to apply for securities in the Public Offer.

您同意指示盈透香港（通过直接或者间接的方式）作为您的代理代表您通过香港结算运营的中央结算系统（“CCASS”）向香港中央结算有限公司（“HKSCC”）发出电子认购指示。您也可以指示（直接或间接）受理银行或与该申购有关的其他第三方作为您的代理人，在公开发行中进行申购。

  • Any securities in the Public Offer successfully allotted to you will be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into CCASS for credit to the stock accounts of the Brokers where your shares will be held.

成功分配给您的任何公开发行的证券将以香港中央结算代理人有限公司（“香港结算代理人”）的名义发行，并直接存入中央结算系统，并记录在您在券商开立的股票账户中。

  • Refund of wholly or partially unsuccessful applications will be credited to your designated bank account on the refund date as announced by the Issuer in relation to the Public Offer.The subscription fee charged by IB shall not be refunded whether the application or allocation is successful in accordance with the new issued share subscription fee policy of IB.

认购失败的退款或部分失败的退款将在发行方公布的公开发行退款日期退还至您指定的银行账户。其中，根据盈透的新股申购收费规则，盈透收取的申购手续费用无论是否成功认购或是否成功分配，均不会退还。

  • The Brokers only offers the eIPO Services in jurisdictions where and when they may be lawfully offered. Such products and services are not intended for use by persons located in or resident in jurisdictions which restrict the distribution of such shares.

本券商仅在可合法提供eIPO服务的司法管辖区域内提供eIPO服务。此类产品和服务不适用于位于或居住在限制分配此类股份的司法管辖区域内的人员。

2.             Terms of access

准入条件

  • Before you submit an Application, you attest that you have read, understood and agreed to be bound by the terms and conditions set out in this document and the Offering Documents, including all restrictions in respect of the Public Offer set out in the Offering Documents.

在您提交申请之前，你需要证明你已经阅读、理解并同意遵守本文件和发行文件所规定的条款和条件，包括在发行文件中所列明的关于公开发行的所有限制。

  • Before you submit an Application on behalf of yourself or your clients, you attest that you have ensured that yourself or your clients have read, understood and agree to be bound by the terms and conditions set out in this document and the Offering Documents, including all restrictions in respect of the Public Offer set out in the Offering Documents.

当您代表您的客户提出申购书之前,您需要证明以确保您的客户已阅读,理解并同意遵守本文件以及发行文件中的条款与条件,包括在发行文件中所列关于公开发行的所有限制。

  • By completing and submitting an Application, you agree to grant usthe right, at our discretion, to review any records you maintain in relation to the Applications you have made on behalf of yourself or your clients. The records include, but are not limited to, client records (for example, Client Agreements, Proof of Address, and other client IDs), records of any review and verification you have conducted to ensure that the client is eligible to participate in the Public Offer, and any other relevant records. You further warrant to provide all reasonable assistance to us, upon our request, in connection with our exercising of this right.

通过填写和提交申购书，您同意授权我们可以通过自由裁量查阅您为客户所作申请时所保存的任何信息记录。这些记录包括但不限于客户信息(例如，客户协议、地址证明和客户身份证明等) 、您为确保客户有资格参与公开发行而进行的任何审查和验证的记录，以及任何其他相关记录。您进一步保证应我方要求，为我方行使这项权利提供一切合理的协助。

  • By submitting an Application for securities in a Public Offer, you confirm all the following for yourself and on behalf of all of your clients:

  1. You have sufficient opportunity to access and read the Offering Documents and the information disclosed in them and agree to be bound by all applicable terms and conditions contained within;

  2. You have not been prohibited from participation in the Public Offer by the terms of the Offering Documents;

  • You agree to apply for securities in the relevant Public Offer on the terms and conditions and pursuant to the procedures set out in the Offering Documents;

  1. You acknowledge that the eIPO Services and any material contained on the Brokers’ website and/or platform involve no solicitation of the sale of, or recommendation of, or advice on, any product from us and your Application and any related transactions conducted by you through the Brokers’ website and/or platform are conducted on an execution-only basis and based on your own judgment;

  2. You acknowledge and confirm that you comply with the eligibility criteria set out in the DECLARATION a You acknowledge that the Brokers will take your acknowledgement and confirmationat face valueand will not be responsible for any inaccurate, untrue or false information or any information which is supplied under false pretenses.

当公开发售时提交申请，您为您自己以及您代表的所有客户确认以下所有事项:

  1. 您和您的客户有足够机会获得和阅读本次公开发行文件及其披露的信息，并同意受其中所有适用条款和条件的约束。

  2. 您并没有因发行文件的条款而被禁止参与本次公开发行。

  • 您和您的客户同意根据发行文件中规定的程序，在本次公开发行中按照相关条款和条件进行申请。

  1. 您和您的客户均理解并同意在本券商官网中任何关于eIPO的服务条款和相关文件中均不包含任何教唆售卖、推荐、建议购买我们的任何产品的内容，您的申请以及通过我们的平台由您进行的任何相关交易均是您以及您的客户自己作出的判断。

  2. 您和您的客户承认并确认您的客户已经承诺并保证他们符合上述申购资格部分所列的资格标准。您知晓本券商将仅对接受您的承诺和保证进行形式审查，对任何不准确、不真实或虚假的信息或任何虚假的伪装下提供的信息概不负责。

  • You undertake to immediately notify the Brokersshould you become ineligible to subscribe to the IPO.

您承诺一旦您失去认购新股的资格，将立即通知券商。

  • You warrant and undertake that at all times you have the authorizations and consents (if required) necessary for the transfer, use, control or processing of information transmitted to the Brokers (viathe Brokers’ platform or otherwise) in connection with or pursuant to an Application. You hereby indemnify the Brokersand any related parties against any damages, losses, costs or liabilities arising out of or in connection with any claims against the Brokersand any related parties arising from the transfer, use, control or processing of your information for the purpose of the Brokersproviding you with the eIPO Services.

您承诺并保证，在任何时候，您都有必要的授权和许可(如有需要)，可以转让、使用、控制或处理与申请有关的信息给本券商(通过本券商官网或其他方式)。本券商或者相关方会为了向您提供eIPO服务而转让、使用、控制或者处理您的信息，如果因为上述行为导致了任何针对本券商或者相关方的索赔从而产生任何损害、损失、成本或者责任，您将对本券商及其相关方进行免责。

  • You covenant and undertake, on behalf of yourself, not to submit duplicate or multiple Applications in connection with the same Public Offer.

您承诺并保证不在同一公开发行中重复或多次提交申购书。

  • The information contained on the Brokers’ website and/or platform is not directed at, and is not intended for distribution to or use by, any person located or resident in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject the Brokers to any registration requirement within that jurisdiction or country. You should remind yourself about and observe any such restrictions before accessing and using the eIPO Service.

如果在任何法域或者国家传播或者使用本券商官网/平台的任何信息会被视为违反相关法律法规，或者相关法律对于券商有任何限制性规定，那么本券商官网/平台的任何内容不适用于也并不应当被任何居住或者身处在上述法域或者国家的用户进行传播或者使用。您应当提醒您本人注意在接受eIPO服务之前遵守任何上述相关法律法规。

  • Your access to and use of the eIPO Service is governed by the terms and conditions of your Agreement withthe Brokers, the issuer’s terms and conditions as stated in the relevant Public Offer, and your warranties and representations when submitting the online subscription application to the Brokers.

您所享有的eIPO服务受到下述内容的约束：您与本券商签署的协议中的条款与条件，发行方在相关公开发行中的条款与条件以及您在向券商提交在线申购申请时提交的承诺与保证。

  • The eIPO Service does not constitute any solicitation or recommendation for you to subscribe for any Hong Kong Public Offer shares or provide any investment advice to leverage your subscription through the Brokers’ Subscription Financing.

eIPO服务并不构成对您申购任何香港公开发行股票的引诱或者推荐，也不对于您通过券商认购融资服务提供任何投资建议。

  • In using the eIPO Service, you acknowledge that you assume the risks of conducting transactions over the Internet (e.g. that the transactions may be subject to interruption, transmission blackout, delayed transmission due to Internet traffic or incorrect data transmission due to the public nature of the Internet).

在使用eIPO服务时，您确认您知晓通过互联网进行交易所存在的风险（例如：交易被中断，传输受阻，因网速或者互联网本身的公共性质而导致的错误数据传输从而导致延迟传输等等）。

  • No Applications or Application Monies can be accepted once the Public Offer closes, or where the Brokers has any reason to believe that the electronic public offer documents or processes for collection and handling of applications have been tampered with, or (where applicable), duplicate or multiple applications have been made to the issuer.

一旦本次公开发行申购截止后，您将不可再进行任何申购或者支付申购资金。如果本券商基于任何理由相信线上公开发行文件或者收集以及处理相关申购申请的程序被篡改或者向发行方提交了重复申购（如适用），那么您也将不可再进行任何申购或者支付申购资金。

  • In case you need technical support or have enquiries in relation to the operation of the eIPO Service, please call our customer service.

如果您需要任何技术支持或者您有任何对eIPO服务相关的问题，请致电我们的客户服务部门。

3.             Downloading the offering documents

下载发行文件

  • You may access the Offering Documents from the Brokers’ website and/or platformdesignated for the relevant IPO. You understand and accept that prior consent may not have been obtained from the Issuer for this hyperlink to the Offering Documents.

您可在本券商网站和/或为相关IPO指定的平台下载发行文件。您理解并接受该链接可能没有通过发行方的事先许可。

  • Hard copies of the Offering Documents can be obtained from the Receiving Banks. The details of the Receiving Banks may be set out in the announcement published by the Issuer or in the part in respect of the Application arrangements in the Offering Documents.

您可以从受理银行处获得纸质的发行文件。受理银行的相关细节可能将在发行方的公告当中进行披露或者在发行文件中有关申请安排的部分进行披露。

  • Any offer or invitation to acquire the securities in a Public Offer is made solely by means of the Offering Documents. Any subscription for such securities should be made solely on the basis of the information contained in the Offering Documents. Any content, information, or data provided by us on the Brokers’ platform, which is not contained in the Offering Documents, does not form part of an offer or invitation to acquire such securities, and should not be relied upon by you.

任何在公开发行中申购证券的要约或邀请只能通过发行文件进行规定。对上述证券的任何申购决定应当仅基于发行文件提供的相关信息。任何通过本券商官网/平台提供的但并未体现在发行文件中的内容、信息或者数据并不构成申购证券的任何要约或邀请，您也不应该依据上述信息做出投资决定。

4.             Procedures for applying for the securities

申购证券的程序

  • Before you decide whether to make an Application for the securities in the relevant Public Offer, you should read the Offering Documents carefully for important information about the Issuer.

在您决定在公开发行中提交申购书之前，您应当仔细阅读发行文件并了解关于发行方的重要信息。

  • Applications for securities in the relevant Public Offer will be made by the designated broker acting in its capacity as intermediary and agent.

在相关公开发行中的证券申购书将通过指定券商机构作为中介机构和代理制作完成。

  • If you are making an Application for securities in the relevant Public Offer to thedesignated broker via your intermediary or introducing broker, all of the terms and conditions and other provisions of this document shall apply and shall be supplemented by any additional terms and conditions placed on you by such intermediary.

如果您通过一个第三方中介机构或者券商在相关公开发行中提交申购书申购证券，本文件的所有条款和条件适用于上述第三方或者券商，同时上述第三方中介机构或者券商的所有条款与条件也同时适用。

  • You may only instruct theBrokersto apply for securities in the relevant Public Offer on your behalf through the Brokers’ website and/or platform if you satisfy all of the eligibility criteria set out in the Offering Documents and in this St

如果您满足发行文件以及本文件中列明的申购标准和条件，您可以仅通过本券商网站指示我们为您在相关公开发行中申购证券

 

 

PART D:  DISCLAIMER

第四部分免责声明

  1. The contents of  the brokers’ platform including website and App, and  any information  provided  by  the brokers  in  relation to the  IPO, are  not  provided  nor authorized  by  the Issuer or  any  other parties  involved  in the  Public  Offer (other than the  Offering Documents  for  which the  Issuer  takes responsibility), and  is  solely produced  and  maintained by the broker.

本券商平台包括网站、APP中的内容，以及任何券商提供的与IPO有关的信息，均非发行方或公开发行中任何一方提供或授权提供（除由发行方承担责任的发行文件外），并由券商单独提供。

  1. The Brokersare not authorized to and  has  not added, amended, deleted  or  in any  way  changed the  contents  or form  of  the information  contained  in the  Offering  Documents, nor are the Brokers authorized   to make  any statement  or recommendation, or  to provide  any  additional information  or comment  concerning the matters  and  information contained  in the Offering  Documents, and  the Brokers make  no  such statement or recommendation by providing the eIPO 

本券商并未被授权，亦未增加、修改、删除或以任何方式更改发行文件中的任何内容、条款或信息。本券商也未被授权做出任何陈述、保证，或评论或提供任何额外的与发行文件中提及的事项或信息。本券商在提供eIPO服务时将不作出任何此类陈述或保证。

  1. In relation to   your  use  of   the Broker’s  products  and   services or  your reliance  on   the  contents  of the Broker’s  website and/or platform or  any data downloaded  from the Broker’s website and/or platform  or  any information  provided  by the Brokers,  no guarantees, undertakings, warranties  or representations (whether express or implied) are made or given in any respects, including the following:

在您使用本券商产品及服务，或依赖本券商官网内容或任何券商官网下载的数据或任何本券商官网提供的信息（除由发行方承担责任的发行文件外）时，本券商将不做出任何下列担保、承诺、声明或保证：

  1. The accuracy  of  any statementmadeintheOfferingDocuments;

发行文件中任何陈述的准确性；

  1. The advisability  of  participationinthePublicOffer;

参与公开发行的适当性；

  • The receipt and  processing  of  the Application  details  and Application Moniesprovidedby you;

               您提供的申购书细节及申购资金的接收和处理；

  1. Theallotmentof IPO  securitiesappliedforpursuanttoyourApplication;and

               您申购书中所申购IPO证券的分配；以及

  1. Thecollection,storageanddisclosureofpersonaldataprovidedbyyouduringthe

您在申购时收集、存储和披露的个人信息。

  1. Unless otherwise specified  in  the Offering  Documents, any  matter arising  from  or in  connection with  your use  of  the Brokers’ platforms will  not  form the  basis  of any  relationship (including contractual or fiduciary) between  you  and  the Issuer, any  other  parties involved in  the  Public Offer  or their respective directors, officers, partners, employees, agents or advisers, and neither the Issuer, nor any other parties involved  in  the Public  Offer, nor their respective  directors, officers, employees, agents or advisers  is  liable for  any actions, proceedings  or claims  which  may  be  brought by  you  or against you, and  for  losses or damages  of   any  kind  which you  may  incur  or  suffer, in connection with your use of the Brokers’ website and/or platform, your reliance on the contents of the  Brokers’ website and/or platform or any information or data downloaded from  the  Brokers’ website and/or platform (other than  the Offering  Documents, for which the Issuer takes responsibility).

除非发行文件中有其他规定，否则任何您在使用券商平台时引起的事项，将不会在您与发行方或任何公开发行中的其他方或其代表、员工、合伙人、雇员、代理或顾问之间形成任何关系（包括契约或信托关系）。发行方或任何公开发行中的其他方，其相关董事、员工、雇员、代理或顾问也不会对您做出的任何可能对您有利或不利的行为、行动或声明，或对于您因使用券商官网和/或平台、依赖券商官网和/或平台内容或券商官网和/或平台下载的信息（除由发行方承担责任的发行文件外）可能遭受的任何损失和损害承担任何责任。

Part E:Language

第五部分：语言

  1. This Statement shall be made in both English and Chinese. In case of any discrepanciesbetween the Chinese version and English version, the English version shall prevail.

本声明以中英文书就。若中英文版本有任何不一致，以英文版本为准。

 

APPENDIX: INTERPRETATION

附件：释义

Forthe purpose of  this RISK DISCLOSURE, DISCLAIMERS AND STATEMENTS FOR HONG KONG IPO,each  of  these  terms  have  the  stated meaning:

对于本香港IPO免责声明、风险提示及陈述而言，每一术语具有如下含义：

  1. Applicationmeans  the  form(s) available  on  the  the  Broker’s Website or/and  platform which  are  used  tocollect  information  and  instructions  from  Clients during an initial public offeringor  a  follow-on public  offering,in  connection  with  and  pursuant to the  Offering 

申购书指本券商官网和/或平台上与发行文件相关的、用于IPO期间或后续IPO期间收集客户信息和客户指令的表格。

  1. Application Monies means  the  monies  paid  by the client in  respect of  and in  considerationforanApplicationforsecuritiesinanInitialPublicApplication monies consist of subscription fee (charged by IB), the interest of subscription financing (if any) and the fee charged by HK authorities (including SFC fee, HKEX fee and broker commission).

申购资金指客户支付的用于申购IPO发行股票的资金。申购资金包括申购手续费（盈透收取）、融资申购利息（如有）和官方收费（包括香港证监会交易征费、联交所交易费和经纪佣金）。

  1. Clients means  any  person  electing  to  use the  Broker’s   eIPO  Services,directly  or  indirectly, including through  any intermediary or on behalf of  any  other

客户指任何选择由享有本券商直接或间接提供的eIPO服务的人，包括通过任何中介机构享有服务或代表任何其他人享有服务的人。

  1. Brokers means Interactive Brokers LLC (“IBLLC”), Interactive Brokers Hong Kong Limited(“IBHK”),and their designated introducing broker.

券商指盈透证券、盈透香港有限公司（“盈透香港”）及其指定的证券经纪商。

  1. Intermediary means TIGER BROKERS (SINGAPORE) PTE. LTD.(“TBSG”) which is authorized by client to launch an application for the Initial Public Offering and handle the issues in respect of the Initial Public Offering as an Introducing Broker of IBLLC and IBHK.

中介机构指老虎证券（新加坡）有限公司（下称“TBSG”）（“TBSG”），作为盈透证券和盈透香港的证券经纪商，由您授权发起IPO申请并处理IPO申购事宜。

  1. eIPO Services means  theservices  provided  by the  Broker  and   its  affiliate(s)(collectively,“the  Brokers”)to   eligible   clients,which  includes,providing accessto   thePublic  Offer,collecting  information  and  instructions from Clients  and submitting  theApplication  to  participate  in  the  PublicOfferviathe  Broker’s Website and/or platform  .

eIPO服务指通过券商及其关联方（通称为“券商”）提供给合格客户的服务，包括提供打新通道，收集客户信息及客户指令，以及通过券商官网/平台提交申购书参与公开发行。

  1. Broker’s Website     means   the   internet site  established,operated  and  maintained by  the Brokeror／and its designated third parties, or  such applicable  Computer to  Computer  Interface  or  Application  ProgrammingInterface  designed to  provide  the  eIPO Services  in  relation to a Public Offer ofsecurities  by  an 

券商官网指由券商或者券商指定的第三方建设、运营及维护的网站，或用于提供某个发行方预计eIPO的计算机对计算机联结界面或申请程序界面。

  1. BrokerSubscriptionFinancing  means  the  financing  provided by the  Broker in  connectionwithand forthepurposeofmakinganApplication,subjecttothetermsandconditionssetoutthis

券商认购融资指“券商”提供的本文件及内容下与申购相关的融资服务。

  1. Issuer means  any  company  or  other  legal  person whose  equity  or debt securitiesarethe  subject  of  an application for listing on  GEM or   the  Main  Board  of  theHongKong  Stock Exchange,or  some  or  all  of  whose  equity  ordebtsecuritiesarealready  listed  on GEM  orthe Main  Board  oftheHongKongStock

发行方指任何在香港证券交易所创业板或主板申请公开发行股票或债券的公司或其他法人实体，或已经在香港证券交易所创业板或主板公开发行股票或债券的公司或其他法人实体。

  1. OfferingDocuments  means  the prospectus and(ifapplicable)  any  term  sheetsrelatingto the  Public  Offer  of securities by  theIssuer,supplemental  prospectus  or  other  documents  registered  or  filed  by  the  Issuer  and/or  its  advisers  with  theRegistrarofCompaniesin HongKonginconnectionwiththePublic

发行文件指发行方提供的招股说明书或其他公开发行所需的文件，补充招股说明书或其他发行方或其顾问在香港公司注册处注册、存储的与公开发行有关的文件。

  1. Public Offer means  an offer to  apply  for the  debt  or equity  securities  during an  initial public offering (“IPO”) or a follow-on public offering, which is open to the public (applicants).

公开发行指在IPO或后续IPO中向公众（申请者）公开地申请发行股票或债券的行为。

  1. Receiving Bankmeans  a designated  bank  that  has    entered   into a  contractual arrangement with  the Issuer  to receive  applications   for securities  in  respect of  the Issuers Public Offering.

受理银行指根据与发行方的契约安排被指派接收IPO申购的银行。

  1. Securities means  securities sold  pursuant  to  a  Public Offer.

证券指公开发行方出售的证券。