Stifel Financial Ordered to Pay $132M Fine

Dow Jones

2025/03/13

By Adriano Marchese

Stifel Financial on Thursday said it has been ordered to pay $132 million connection with allegations regarding investment recommendations.

The Financial Industry Regulatory Authority, a U.S. securities regulator, has ordered the investment bank and financial-services company to pay the fine, which includes punitive damages and attorneys' fees.

Write to Adriano Marchese at adriano.marchese@wsj.com

(END) Dow Jones Newswires

March 13, 2025 06:44 ET (10:44 GMT)

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