The Reserve Bank of Australia says the ASX is not complying with important standards that are meant to prevent system failures in an escalation of regulatory concern about the sharemarket operator’s governance.
The RBA, one of the ASX’s two regulators, said the company had “not observed” standards on operational risk, and described “serious issues of concern that warrant immediate action”. It was the first time the RBA had formally assessed the ASX as not observing a key regulatory standard.
免責聲明：投資有風險，本文並非投資建議，以上內容不應被視為任何金融產品的購買或出售要約、建議或邀請，作者或其他用戶的任何相關討論、評論或帖子也不應被視為此類內容。本文僅供一般參考，不考慮您的個人投資目標、財務狀況或需求。TTM對信息的準確性和完整性不承擔任何責任或保證，投資者應自行研究並在投資前尋求專業建議。