富国银行因金融犯罪风控缺陷被限制开展新业务
9月12日，富国银行盘中跳水，一度跌超6%，截至收盘跌幅收窄至4%。
消息面：美国最高银行业监管机构——美国货币监理署（OCC）周四公告，发现该行在金融犯罪风险管理的操作和反洗钱（AML）的内部管控方面存在缺陷，因此对该行采取执法行动，要求该行采取补救措施。
根据执法行动相关的协议要求，富国银行今后如果要在有洗钱或美国制裁相关中高风险的领域开展新业务，首先必须获得OCC的许可。不过OCC并未寻求对该行处以任何罚款。
富国银行此后发布声明，回应OCC的执法行动。声明称，在拓展某些业务/服务之前，公司必须加强AML方面的合规。声明还称，该行一直在努力解决正式执法协议中要求的大部分内容，并承诺，以与履行其他监管承诺相同的紧迫感完成这项工作。
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