更新版 1-GameStop 首席执行官科恩将因购买富国银行股票支付 100 万美元罚款

Reuters
19 Sep 2024

((自动化翻译由路透提供,请见免责声明 )) (增加了有关和解的细节,并试图征求意见)

路透华盛顿9月18日 -

美国联邦贸易委员会(U.S. Federal Trade Commission)周三表示,GameStop 首席执行官莱恩-科恩(Ryan Cohen)同意支付近 100 万美元的罚款,以了结该委员会关于他未能报告收购价值超过 1 亿美元的富国银行(Wells Fargo & Co)有投票权股份的指控。

该机构表示,科恩在 2018 年积累的股份超过 1 亿美元门槛时,没有按规定通知该机构。据美国联邦贸易委员会称,他并非仅以投资者身份购买了这些股份,而是向银行管理层提供了如何经营业务的意见,并寻求董事会席位。

他最终于 2021 年向联邦贸易委员会报告了这些交易。

科恩的律师没有立即回应置评请求。

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