WisdomTree 因被美国证券交易委员会指控 "洗绿 "而支付 400 万美元

Reuters
22 Oct 2024

((自动化翻译由路透提供,请见免责声明 ))

路透华盛顿10月21日 - 总部位于纽约的投资顾问公司 WisdomTree Asset Management 同意支付 400 万美元,以了结美国证券交易委员会对该公司所称的环境、社会和治理$(ESG.NZ)$ 投资策略的误报和合规失误的指控。

WisdomTree 表示,从 2020 年 3 月到 2022 年 11 月,三只 ESG 交易所交易基金没有投资于涉及化石燃料和烟草的公司,但美国证券交易委员会发现这些基金实际上投资于涉及煤炭开采和运输、天然气开采和分销以及烟草产品零售的公司。

WisdomTree 同意接受停止令和谴责,并支付 400 万美元的民事罚款,但不承认或否认证交会的调查结果。

Disclaimer: Investing carries risk. This is not financial advice. The above content should not be regarded as an offer, recommendation, or solicitation on acquiring or disposing of any financial products, any associated discussions, comments, or posts by author or other users should not be considered as such either. It is solely for general information purpose only, which does not consider your own investment objectives, financial situations or needs. TTM assumes no responsibility or warranty for the accuracy and completeness of the information, investors should do their own research and may seek professional advice before investing.

Most Discussed

  1. 1
     
     
     
     
  2. 2
     
     
     
     
  3. 3
     
     
     
     
  4. 4
     
     
     
     
  5. 5
     
     
     
     
  6. 6
     
     
     
     
  7. 7
     
     
     
     
  8. 8
     
     
     
     
  9. 9
     
     
     
     
  10. 10