11月14日金融一线消息，陕西证监局近日披露两则对银行采取出具警示函措施的决定。由于中国农业银行陕西省分行、浙商银行西安分行及部分支行存在未注册取得基金从业资格的人员销售基金的问题，违反了《公开募集证券投资基金销售机构监督管理办法》，陕西证监局对上述两家银行采取出具警示函的行政监管措施。

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