【丑闻频发 日本证券业协会警示行业声誉风险】金十数据12月18日讯,日本证券交易商协会会长森田敏夫(前野村证券总裁)警告野村控股及其他成员公司不要感到自满,其指出今年一系列丑闻可能会动摇公众对该行业的信心。森田表示:“这些行为引发了人们的疑问,即一些人是否存在傲慢、松懈或天真的想法。它们会破坏人们对行业业务的信任。”该行业今年发生了一系列不当行为,从野村证券操纵债券期货到在线经纪商SBI Securities操纵股市,这些不当行为导致了监管机构的处罚。在日本政策制定者正试图让个人增加投资之际,有消息称,一名已被解雇的野村员工涉嫌在7月份企图抢劫并杀害一对夫妇,这也加剧了业内的担忧。森田表示,协会希望野村证券努力消除担忧,重获信任。该组织将加强对成员公司的合规培训。
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