厦门证监局26日发布关于对光大证券（维权）厦门展鸿路证券营业部采取出具警示函措施的决定。经查，该营业部多名从业人员存在违规问题，反映出该营业部合规管理不到位，违反了《证券公司和证券投资基金管理公司合规管理办法》(证监会令第166号)第三条、第六条第四项的规定。(中新经纬APP)

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