BlockBeats 消息，1 月 14 日，据美国证券交易委员会（SEC）发布公告，Robinhood Securities LLC 与 Robinhood Financial LLC 因违反超过 10 项证券法律条款，同意支付总计 4500 万美元的民事罚款。违规行为包括未及时提交可疑活动报告、未实施充分的身份盗窃保护措施、未解决已知的网络安全漏洞，以及未妥善保存客户通信记录等。此外，Robinhood Securities 单独因未提供完整证券交易数据及未遵守 Reg SHO 规则而被指控。这些问题发生于 2019 年至 2023 年期间。SEC 表示，两家公司已承认部分调查结果并同意接受处罚。
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