美国证券交易委员会(SEC)周一宣布,包括黑石集团、KKR、阿波罗全球管理公司和嘉信理财关联公司在内的12家投资顾问和经纪公司将因未能追踪员工使用未经授权的通信平台而总计支付逾6300万美元罚款。周一宣布的和解协议,扩大了SEC对华尔街人士一度随心所欲地使用短信和其他商务通讯应用程序的打击力度,这些应用程序本应受到雇主的监控并存档。SEC在一份声明中说,在最新一轮调查中,九家投资顾问公司和三家经纪...
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