【蒙特利尔银行支付4000万美元和解其监管不力指控】美国证券交易委员会表示,蒙特利尔银行已同意支付超过4000万美元,以和解因该银行在债券销售方面涉嫌监管不力而受到的指控。监管机构周一指,由于明显缺乏监管,蒙特利尔银行资本市场部门的员工涉嫌使用误导性指标出售住宅抵押贷款支持债券。

金融界
14 Jan
美国证券交易委员会表示,蒙特利尔银行已同意支付超过4000万美元,以和解因该银行在债券销售方面涉嫌监管不力而受到的指控。监管机构周一指,由于明显缺乏监管,蒙特利尔银行资本市场部门的员工涉嫌使用误导性指标出售住宅抵押贷款支持债券。

Disclaimer: Investing carries risk. This is not financial advice. The above content should not be regarded as an offer, recommendation, or solicitation on acquiring or disposing of any financial products, any associated discussions, comments, or posts by author or other users should not be considered as such either. It is solely for general information purpose only, which does not consider your own investment objectives, financial situations or needs. TTM assumes no responsibility or warranty for the accuracy and completeness of the information, investors should do their own research and may seek professional advice before investing.

Most Discussed

  1. 1
     
     
     
     
  2. 2
     
     
     
     
  3. 3
     
     
     
     
  4. 4
     
     
     
     
  5. 5
     
     
     
     
  6. 6
     
     
     
     
  7. 7
     
     
     
     
  8. 8
     
     
     
     
  9. 9
     
     
     
     
  10. 10