证监会:对广发证券采取出具警示函措施

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17 Jan

1月17日,中国证监会网站发布关于对广发证券股份有限公司采取出具警示函措施的决定。经查,证监会发现该公司保荐的北方长龙新材料技术股份有限公司(发行人)首发项目,发行人证券发行上市当年即亏损。按照《证券发行上市保荐业务管理办法》(证监会令第207号)第七十条的规定,证监会决定对该公司采取出具警示函的行政监督管理措施。

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