广发证券被出具警示函

财中社
23 Jan

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财中社1月23日电 根据中国证监会在2025年1月17日发布的公告,广发证券(000776)因其保荐的北方长龙(301357)首发项目,发行人证券发行上市当年即亏损。根据《证券发行上市保荐业务管理办法》(证监会令第207号)第七十条的规定,中国证监会决定对广发证券采取出具警示函的行政监督管理措施。

公告中提到,如果广发证券对这一监督管理措施不服,可以在收到决定书之日起60日内提出行政复议申请,或者在6个月内向有管辖权的人民法院提起诉讼。在此期间,该监督管理措施将继续执行。

(文章来源:财中社)

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