出品|远见资本局作者|远见君1月17日,证监会网站发布多份行政处罚决定书,其中两份决定书指向广发证券。决定书显示,证监会发现广发证券保荐的北方长龙新材料技术股份有限公司(发行人)首发项目,发行人证券发行上市当年即亏损,按照《证券发行上市保荐业务管理办法》(证监会令第207号)第七十条的规定,决定对广发证券采取出具警示函的行政监督管理措施。保荐人杨伟然、赵鑫被采取监管谈话的行政监督管理措施。而就在...
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