恒泰证券2024年所收罚单均与营业部合规管理相关近期,裁判文书网更新了一则关于券商撤销营业部的相关侵权责任纠纷,该案件不少细节均指向恒泰证券(01476.HK)(恒泰证券在港股上市主体为恒投证券)。记者梳理发现,2024年,恒泰证券收到的罚单均与营业部违规相关,由此可见,营业部合规管理亟待重视。此外,恒泰证券投行业务业绩及质量亦值得关注。在北交所的证券公司执业质量评价结果中,恒泰证券作为唯一低于...
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