五家银行理财子首席合规官密集获批 CCO火速就位直面信披困局

21世纪经济报道
11 Feb

登录新浪财经APP 搜索【信披】查看更多考评等级 21世纪经济报道记者 黄子潇 深圳报道自2024年12月以来,已有5家银行理财子公司的首席合规官(CCO)的任职资格获监管批复,分别为杭银理财、汇华理财、兴银理财、招银理财和浦银理财。在经过数月的意见征求阶段后,去年12月25日,国家金融监督管理总局出台《金融机构合规管理办法》,规定金融机构应当在机构总部设立首席合规官,自2025年3月1日起正式...

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