路透社3月7日 - 美国金融业监管局(Financial Industry Regulatory Authority)周五表示,在线交易平台 Robinhood Markets HOOD.O同意支付 2,975 万美元,以解决该局对其监管和合规行为的多项调查,包括未能对潜在不当行为的警示做出反应。
和解协议包括 2,600 万美元的民事罚款和 375 万美元的客户赔偿金。
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