Odaily星球日报讯 Robinhood 在线交易平台同意支付 2975 万美元,以解决美国金融业监管局(FINRA)对其监督和合规实践的调查。和解金额包括 2600 万美元的罚款和 375 万美元的客户赔偿金。 调查发现,Robinhood 未能合理监督清算系统,导致交易延迟;未能识别和报告违规交易、可疑资金流动及黑客入侵客户账户;此外,还在未核实客户身份的情况下开设了“数千个账户”。 这是 Robinhood 在两个月内达成的第二次和解协议。2024 年第四季度,Robinhood 报告创纪录的净收入 9.16 亿美元,且加密货币交易收入大幅增长。(Cointelegraph)
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