思尔芯之后,又一家IPO阶段企业被认定为欺诈发行。4月9日,广东证监局新增一份《行政处罚决定书》。因昆腾微电子股份有限公司(简称“昆腾微”)第一大股东李某华向公司管理层和员工低价转让股份,昆腾微隐瞒重要事实,导致2020年虚增利润总额3200万元,广东证监局认定昆腾微相关行为构成《证券法》第一百八十一条欺诈发行违法行为中的“隐瞒重要事实”,对昆腾微责令改正,给予警告,并处以400万元罚款;对四名...
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