星展银行客户经理被罚5万,中国工商银行投资管理部副总被终身禁业

蓝鲸财经
18 Apr

蓝鲸新闻4月18日讯,近日,上海金融监管局发布了两张罚单,针对星展银行(中国)有限公司和中国工商银行股份有限公司的员工。罚单显示,星展银行(中国)有限公司企业及机构银行业务部客户经理赵卉因流动资金贷款需求测算不审慎,被上海金融监管局警告并罚款5万元。中国工商银行股份有限公司私人银行部产品一部(筹)负责人、副总经理(主持工作)、投资管理部兼理财产品部副总经理(主持工作)陈琪,因未按规定程序选聘...

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