智通财经APP获悉,4月28日,香港证券及期货事务监察委员会(香港证监会)谴责盈透证券香港有限公司(盈透证券),并对其处以罚款420万港元,原因是该公司在处理客户资产方面违反了监管规定。香港证监会的调查显示,2017年12月3日至2020年10月23日期间,盈透证券依赖7911名客户已过期的常设授权,并根据证券借贷协议将这些客户在香港联合交易所有限公司上市的证券借出。据调查,事件源于该公司出现程序...
Source LinkDisclaimer: Investing carries risk. This is not financial advice. The above content should not be regarded as an offer, recommendation, or solicitation on acquiring or disposing of any financial products, any associated discussions, comments, or posts by author or other users should not be considered as such either. It is solely for general information purpose only, which does not consider your own investment objectives, financial situations or needs. TTM assumes no responsibility or warranty for the accuracy and completeness of the information, investors should do their own research and may seek professional advice before investing.