近日,广西证监局对光大证券南宁金浦路证券营业部出具了警示函,起因是该营业部存在多项违规行为,其中包括“在开展融资融券业务过程中为客户‘绕标套现’提供便利”。此前,因为对“绕标套现”管控力度不足,银河证券被北京证监局责令改正。自2024年以来,针对券商两融业务的监管力度明显加大,包括上述光大证券营业部、银河证券在内,近10家券商陆续被查出存在违规行为。梳理券商年报发现,在券商开展两融业务时,除了违规...
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