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Disclosures

Disclosure of Risks of Margin Trading
Day Trading Risk Disclosure Statement
Extended Hours Trading Risk Disclosure Statement
Risk Disclosure Statement for Futures Trading
Risk Disclosure Statement for Options Trading
Penny Stock Trading Risk Disclosure
Risk Disclosure of China Northbound Trading
OTC Securities Trading Risk Disclosure Statement
Additional Terms for Fractional Shares Trading
Extended Hours Trading (U.S. Market) Risk Disclosure Statement

Tiger Brokers New Zealand

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NZ Customer Service
Weekdays 09:30 - 17:30

clientservices@tigerbrokers.nz

Level 27/151 Queen Street, Auckland Central, Auckland

© 2022 Tiger Fintech (NZ) Limited. All rights reserved.

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Investing carries risk, including losing an amount in excess of your initial investment.

US TIGER SECURITIES, INC.

US Tiger Securities, Inc. is a broker-dealer registered with the U.S. Securities and Exchange Commission (SEC) (No.: 8-65324), member of the Financial Industry Regulatory Authority (FINRA) (CRD: 120583), member of the Securities Investor Protection Corporation (SIPC), and regulated by FINRA and SEC.

WEALTHN LLC

Wealthn LLC is a registered investment advisor with the SEC (No.: 801-114105) and regulated by the SEC.

TIGER BROKERS (AU) PTY LIMITED

Tiger Brokers (AU) Pty Limited, ABN 12 007 268 386, is licensed and regulated by Australian Securities and Investment Commission (ASIC), Australian Financial Services Licence no. 300767 (AFSL).

TIGER FINTECH (NZ) LIMITED (TFNZ)

Tiger Fintech (NZ) Limited (NZCN: 8187510) is a client money and property service provider under the Financial Markets Conduct Act 2013. TFNZ complies with the custodian obligations under the Financial Markets Conduct Regulations 2014, including the appointment of an independent auditor to undertake a statutory client funds assurance report each year, a copy of which is provided to the NZ Financial Markets Authority.

TRADEUP SECURITIES, INC.

TradeUP Securities, Inc. is a licensed entity registered with the SEC (No.: 8-36754), member of the FINRA (CRD: 18483), member of the SIPC, member of the Depository Trust Company (DTC) and the National Securities Clearing Corporation (NSCC), and regulated by FINRA and SEC.

TIGER BROKERS (SINGAPORE) PTE. LTD.

Tiger Brokers (Singapore) Pte. Ltd. (Reg. No. 201810449W) is licensed and regulated by the Monetary Authority of Singapore and is authorised to operate in Singapore and for avoidance of doubt, is not authorised to operate in any other country. Tiger Brokers (Singapore) Pte. Ltd. does not solicit investors or market services in other jurisdictions such as China, Malaysia, and Vietnam. The content and materials published on this website is for information only and should not be regarded shall not be deemed as an offer, invitation, or solicitation, recommendation or advice to buy, sell, subscribe or dispose of any investment products, financial instruments or other financial services.

TIGER BROKERS (NZ) LIMITED (TBNZ)

Tiger Brokers (NZ) Limited (NZCN: 5838590) is a client money and property service provider under the Financial Markets Conduct Act 2013. TBNZ complies with the custodian obligations under the Financial Markets Conduct Regulations 2014, including the appointment of an independent auditor to undertake a statutory client funds assurance report each year, a copy of which is provided to the NZ Financial Markets Authority.

TIGER BROKERS (HK) GLOBAL LIMITED

Tiger Brokers (HK) Global Limited (Central No. BMU940) is a licensed corporation of the Securities and Futures Commission of Hong Kong holding Type 1 ("Dealing in Securities"), Type 2 ("Dealing in Futures Contracts"), Type 4 ("Advising on Securities") and Type 5 ("Advising on Futures Contracts") licenses.