邮储银行宁波分行被罚170万元：供应链融资模式运用不合规等

金融一线

2025/02/28

2月28日金融一线消息，据国家金融监督管理总局宁波监管局行政处罚信息公开表显示，中国邮政储蓄银行宁波分行因供应链融资模式运用不合规，贷款“三查”不到位，内控管理不到位，监管要求未落实被罚款170万元。

同时，于一宁（时任邮储银行宁波分行营业部总经理）因供应链融资模式运用不合规，被警告。马海霞（时任邮储银行宁海县金桥营业所负责人）因信息保护工作管理不到位，被警告。

以下为罚单详细信息：

序号	当事人名称	行政处罚决定书文号	主要违法违规行为	行政处罚内容	作出决定机关
1	中国邮政储蓄银行股份有限公司宁波分行	甬金罚决字〔2025〕5号	供应链融资模式运用不合规，贷款“三查”不到位，内控管理不到位，监管要求未落实	罚款１70万元	国家金融监督管理总局宁波监管局
2	马海霞（时任邮储银行宁海县金桥营业所负责人）	甬金罚决字〔2025〕6号	信息保护工作管理不到位	警告	国家金融监督管理总局宁波监管局
3	于一宁（时任邮储银行宁波分行营业部总经理）	甬金罚决字〔2025〕7号	供应链融资模式运用不合规	警告	国家金融监督管理总局宁波监管局

海量资讯、精准解读，尽在新浪财经APP

责任编辑：小浪快报

免责声明：投资有风险，本文并非投资建议，以上内容不应被视为任何金融产品的购买或出售要约、建议或邀请，作者或其他用户的任何相关讨论、评论或帖子也不应被视为此类内容。本文仅供一般参考，不考虑您的个人投资目标、财务状况或需求。TTM对信息的准确性和完整性不承担任何责任或保证，投资者应自行研究并在投资前寻求专业建议。

热议股票

1
2
3
4
5
6
7
8
9
10

{"basename":"/hans","ssrTDKData":{"titleTemplate":"%s - 老虎证券","title":"老虎证券全球投资理财平台| 一站式投资美股新股港股A股","description":"老虎证券助您一站式投资美股，新股，港股，A股等全球金融理财产品。新加坡华人最信赖的在线投资平台，现在加入即享低费用，24/5 无时差炒美股投资理财！","keywords":"老虎证券,老虎证券开户,老虎券商,老虎证券官网,老虎证券app,tigertrade老虎证券,股票,炒股,新加坡股票交易平台,投资,投资理财","social":{"ogDescription":"老虎证券助您一站式投资美股，新股，港股，A股等全球金融理财产品。新加坡华人最信赖的在线投资平台，现在加入即享低费用，24/5 无时差炒美股投资理财！","ogImage":"https://c1.itigergrowtha.com/portal5/static/media/og-logo.be62fbe1.png","ogUrl":"https://www.itiger.com/hans/news/2514342931"},"companyName":"老虎证券"},"pageData":{"isMobile":false,"isTiger":false,"isTTM":true,"region":"SGP","license":"TBSG","edition":"fundamental"},"isCrawlerRequest":true,"__swrFallback__":{"@#url:\"https://stock-news.skytigris.cn/v3/news\",params:#id:\"2514342931\",edition:\"fundamental\",auth_exemption:1,,,undefined,":{"share":"https://ttm.financial/m/news/2514342931?lang=zh_CN&edition=fundamental","thumbnail":"","is_english":false,"pubTime":"2025-02-28 18:33","share_image_url":"https://static.laohu8.com/b0d1b7e8843deea78cc308b15114de44","id":"2514342931","market":"hk","top_or_hot":-1,"title":"邮储银行宁波分行被罚170万元：供应链融资模式运用不合规等","media":"金融一线","content":"<html><body><div>\n<p>2月28日金融一线消息，据国家金融监督管理总局宁波监管局行政处罚信息公开表显示，中国邮政储蓄银行宁波分行因供应链融资模式运用不合规，贷款“三查”不到位，内控管理不到位，监管要求未落实被罚款170万元。</p>\n<p>同时，于一宁（时任<span><a href=\"https://laohu8.com/S/601658\">邮储银行</a></span><span></span>宁波分行营业部总经理）因供应链融资模式运用不合规，被警告。<span>马海霞（时任<a href=\"https://laohu8.com/S/01658\">邮储银行</a>宁海县金桥营业所负责人）因信息保护工作管理不到位，被警告。</span></p>\n<p>以下为罚单详细信息：</p>\n<div cms-style=\"font-L scroll\">\n<div cms-style=\"font-L minWidth\">\n<table cms-style=\"table\">\n<tbody cms-style=\"tbody\">\n<tr cms-style=\"tr\">\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">序号</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">当事人名称</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">行政处罚决定书文号</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">主要违法违规行为</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">行政处罚内容</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">作出决定机关</p>\n</td>\n</tr>\n<tr cms-style=\"tr\">\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">1</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">中国邮政储蓄银行股份有限公司宁波分行</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">甬金罚决字〔2025〕5号</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L isIntable \">供应链融资模式运用不合规，贷款“三查”不到位，内控管理不到位，监管要求未落实</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L isIntable \">罚款１70万元</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">国家金融监督管理总局宁波监管局</p>\n</td>\n</tr>\n<tr cms-style=\"tr\">\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">2</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">马海霞（时任邮储银行宁海县金桥营业所负责人）</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">甬金罚决字〔2025〕6号</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L isIntable \">信息保护工作管理不到位</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">警告</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">国家金融监督管理总局宁波监管局</p>\n</td>\n</tr>\n<tr cms-style=\"tr\">\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">3</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">于一宁（时任邮储银行宁波分行营业部总经理</p>\n<p cms-style=\"font-L isIntable \">）</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L isIntable \">甬金罚决字〔2025〕7号</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L isIntable \">供应链融资模式运用不合规</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">警告</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">国家金融监督管理总局宁波监管局</p>\n</td>\n</tr>\n</tbody>\n</table>\n</div>\n</div>\n<div>\n<div><img src=\"\"/></div>\n<div>海量资讯、精准解读，尽在新浪财经APP</div>\n</div>\n<p>责任编辑：小浪快报</p>\n</div></body></html>","source":"sina","html":"<!DOCTYPE html>\n<html>\n<head>\n<meta http-equiv=\"Content-Type\" content=\"text/html; charset=utf-8\" />\n<meta name=\"viewport\" content=\"width=device-width,initial-scale=1.0,minimum-scale=1.0,maximum-scale=1.0,user-scalable=no\"/>\n<meta name=\"format-detection\" content=\"telephone=no,email=no,address=no\" />\n<title>邮储银行宁波分行被罚170万元：供应链融资模式运用不合规等</title>\n<style type=\"text/css\">\na,abbr,acronym,address,applet,article,aside,audio,b,big,blockquote,body,canvas,caption,center,cite,code,dd,del,details,dfn,div,dl,dt,\nem,embed,fieldset,figcaption,figure,footer,form,h1,h2,h3,h4,h5,h6,header,hgroup,html,i,iframe,img,ins,kbd,label,legend,li,mark,menu,nav,\nobject,ol,output,p,pre,q,ruby,s,samp,section,small,span,strike,strong,sub,summary,sup,table,tbody,td,tfoot,th,thead,time,tr,tt,u,ul,var,video{ font:inherit;margin:0;padding:0;vertical-align:baseline;border:0 }\nbody{ font-size:16px; line-height:1.5; color:#999; background:transparent; }\n.wrapper{ overflow:hidden;word-break:break-all;padding:10px; }\nh1,h2{ font-weight:normal; line-height:1.35; margin-bottom:.6em; }\nh3,h4,h5,h6{ line-height:1.35; margin-bottom:1em; }\nh1{ font-size:24px; }\nh2{ font-size:20px; }\nh3{ font-size:18px; }\nh4{ font-size:16px; }\nh5{ font-size:14px; }\nh6{ font-size:12px; }\np,ul,ol,blockquote,dl,table{ margin:1.2em 0; }\nul,ol{ margin-left:2em; }\nul{ list-style:disc; }\nol{ list-style:decimal; }\nli,li p{ margin:10px 0;}\nimg{ max-width:100%;display:block;margin:0 auto 1em; }\nblockquote{ color:#B5B2B1; border-left:3px solid #aaa; padding:1em; }\nstrong,b{font-weight:bold;}\nem,i{font-style:italic;}\ntable{ width:100%;border-collapse:collapse;border-spacing:1px;margin:1em 0;font-size:.9em; }\nth,td{ padding:5px;text-align:left;border:1px solid #aaa; }\nth{ font-weight:bold;background:#5d5d5d; }\n.symbol-link{font-weight:bold;}\n/* header{ border-bottom:1px solid #494756; } */\n.title{ margin:0 0 8px;line-height:1.3;color:#ddd; }\n.meta {color:#5e5c6d;font-size:13px;margin:0 0 .5em; }\na{text-decoration:none; color:#2a4b87;}\n.meta .head { display: inline-block; overflow: hidden}\n.head .h-thumb { width: 30px; height: 30px; margin: 0; padding: 0; border-radius: 50%; float: left;}\n.head .h-content { margin: 0; padding: 0 0 0 9px; float: left;}\n.head .h-name {font-size: 13px; color: #eee; margin: 0;}\n.head .h-time {font-size: 11px; color: #7E829C; margin: 0;line-height: 11px;}\n.small {font-size: 12.5px; display: inline-block; transform: scale(0.9); -webkit-transform: scale(0.9); transform-origin: left; -webkit-transform-origin: left;}\n.smaller {font-size: 12.5px; display: inline-block; transform: scale(0.8); -webkit-transform: scale(0.8); transform-origin: left; -webkit-transform-origin: left;}\n.bt-text {font-size: 12px;margin: 1.5em 0 0 0}\n.bt-text p {margin: 0}\n</style>\n</head>\n<body>\n<div class=\"wrapper\">\n<header>\n<h2 class=\"title\">\n邮储银行宁波分行被罚170万元：供应链融资模式运用不合规等\n</h2>\n\n<h4 class=\"meta\">\n\n\n2025-02-28 18:33 北京时间&nbsp;&nbsp;&nbsp;<a href=https://finance.sina.com.cn/jryx/fd/2025-02-28/doc-inemzuic6881431.shtml><strong>金融一线</strong></a>\n\n\n</h4>\n\n</header>\n<article>\n<div>\n<p>2月28日金融一线消息，据国家金融监督管理总局宁波监管局行政处罚信息公开表显示，中国邮政储蓄银行宁波分行因供应链融资模式运用不合规，贷款“三查”不到位，内控管理不到位，监管要求未落实被罚款170万元。\n同时，于一宁（时任邮储银行宁波分行营业部总经理）因供应链融资模式运用不合规，被警告。马海霞（时任邮储银行宁海县金桥营业所负责人）因信息保护工作管理不到位，被警告。\n以下为罚单详细信息：\n\n\n\n\n\n\n...</p>\n\n<a href=\"https://finance.sina.com.cn/jryx/fd/2025-02-28/doc-inemzuic6881431.shtml\">网页链接</a>\n\n</div>\n\n\n</article>\n</div>\n</body>\n</html>\n","isBrief":false,"type":0,"news_type":1,"symbol":"LU1813983027.USD","symbol_name":"MANULIFE GF DRAGON GROWTH \"AA\" (USD) INC","start_time":0,"source_url":"https://finance.sina.com.cn/jryx/fd/2025-02-28/doc-inemzuic6881431.shtml","article_id":"2514342931","we_media_id":null,"thumbnails":[],"rights":null,"url":"https://stock-news.laohu8.com/highlight/detail?id=2514342931","pubTimestamp":1740738780,"columns":[],"sourceInfo":{"source_id":"sina","name":"sina"},"weMediaInfo":null,"summary":"2月28日金融一线消息，据国家金融监督管理总局宁波监管局行政处罚信息公开表显示，中国邮政储蓄银行宁波分行因供应链融资模式运用不合规，贷款“三查”不到位，内控管理不到位，监管要求未落实被罚款170万元。同时，于一宁因供应链融资模式运用不合规，被警告。","collect":0,"end_time":0,"defaultTopTitle":"sina.com.cn","property":[],"viewcount":null,"language":"zh","relate_stocks":{"601658":"邮储银行","LU1813983027.USD":"MANULIFE GF DRAGON GROWTH \"AA\" (USD) INC","LU1064131003.USD":"FULLERTON LUX FUNDS - CHINA A EQUITIES \"A\" (USD) ACC","BK0278":"货币金融","01658":"邮储银行","LU0359201885.HKD":"BGF CHINA \"A2\" (HKD) ACC","LU1046422090.SGD":"Fidelity Pacific A-SGD","BK1231":"综合性银行","LU0405327494.USD":"ALLSPRING CHINA A FOCUS \"I\" (USD) ACC","LU1328277881.USD":"MANULIFE GF DRAGON GROWTH FUND \"AA\" (USD) INC","LU2148510915.USD":"FULLERTON LUX FUNDS - CHINA A EQUITIES \"R\" (USD) ACC","03143":"华夏香港银行股","LU0359201612.USD":"贝莱德中国基金A2","LU0314109678.HKD":"MANULIFE GF DRAGON GROWTH \"AA\" (HKD) INC","LU0359202008.SGD":"Blackrock China Fund A2 SGD-H","LU1064130708.USD":"FULLERTON LUX FUNDS - CHINA A EQUITIES \"I\" (USD) ACC","LU0348805143.USD":"ALLIANZ ENHANCED ALL CHINA EQUITY \"A\" (USD) INC","LU1023057109.AUD":"BGF CHINA \"A2\" (AUDHDG) ACC","LU0405327148.USD":"ALLSPRING CHINA A FOCUS \"A\" (USD) ACC","BK1560":"内银股","LU2039709279.SGD":"MANULIFE GF DRAGON GROWTH \"AA\" (SGDHDG) INC"},"translate_title":"Postal Savings Bank Ningbo Branch was fined 1.7 million yuan: non-compliant use of supply chain financing model, etc.","themeId":null,"isJumpTheme":false,"ttsUrl":null,"symbols_score_info":{"601658":1,"03143":0.6,"01658":1},"content_text":"2月28日金融一线消息，据国家金融监督管理总局宁波监管局行政处罚信息公开表显示，中国邮政储蓄银行宁波分行因供应链融资模式运用不合规，贷款“三查”不到位，内控管理不到位，监管要求未落实被罚款170万元。\n同时，于一宁（时任邮储银行宁波分行营业部总经理）因供应链融资模式运用不合规，被警告。马海霞（时任邮储银行宁海县金桥营业所负责人）因信息保护工作管理不到位，被警告。\n以下为罚单详细信息：\n\n\n\n\n\n\n序号\n\n\n当事人名称\n\n\n行政处罚决定书文号\n\n\n主要违法违规行为\n\n\n行政处罚内容\n\n\n作出决定机关\n\n\n\n\n1\n\n\n中国邮政储蓄银行股份有限公司宁波分行\n\n\n甬金罚决字〔2025〕5号\n\n\n供应链融资模式运用不合规，贷款“三查”不到位，内控管理不到位，监管要求未落实\n\n\n罚款１70万元\n\n\n国家金融监督管理总局宁波监管局\n\n\n\n\n2\n\n\n马海霞（时任邮储银行宁海县金桥营业所负责人）\n\n\n甬金罚决字〔2025〕6号\n\n\n信息保护工作管理不到位\n\n\n警告\n\n\n国家金融监督管理总局宁波监管局\n\n\n\n\n3\n\n\n于一宁（时任邮储银行宁波分行营业部总经理\n）\n\n\n甬金罚决字〔2025〕7号\n\n\n供应链融资模式运用不合规\n\n\n警告\n\n\n国家金融监督管理总局宁波监管局\n\n\n\n\n\n\n\n\n海量资讯、精准解读，尽在新浪财经APP\n\n责任编辑：小浪快报","kind":"news","is_publish_news":true,"is_publish_highlight":false,"is_publish_live":false,"is_publish_wemedia":null,"editions":null,"column":"","sentiment":"-1","news_tag":"policyRegulatory","news_rank":0,"symbols":[],"gpt_button":1,"need_auth":false,"code":"91000000","status":"200"}}}