FINRA orders Stifel unit to pay $132 million in damages

Reuters

2025/03/13

March 13 (Reuters) - Stifel Financial SF.N said on Thursday the Financial Industry Regulatory Authority has ordered its subsidiary Stifel, Nicolaus & Company, Incorporated to pay about $132 million in damages related to allegations regarding investment recommendations.

(Reporting by Pritam Biswas in Bengaluru; Editing by Shilpi Majumdar)

((Pritam.Biswas@thomsonreuters.com;))

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